No Recovery, No Fee

424-835-5733 | 310-525-3516
866-451-2517

You may have lost money in your investment portfolio,
due to mismanagement and not even know it.

Securities Law Archives

Out of client's wallet, into his: Finra disbars investment broker

Given the Financial Industry Regulatory Authority's assessment that he "plundered," it was a virtual certainty that a disciplinary hearing conducted recently by a Finra panel would end up badly for a broker under a withering spotlight.

Did your investment advisor abuse your trust?

If you are like many other California residents who worked diligently to rebuild your portfolio after the Great Recession, you probably had to give your investment advisor a certain measure of trust. Perhaps everything went well for a while, but then you began to notice problems.

Our Office Location

The Law Offices of Marc I. Zussman
10250 Constellation Blvd.
Suite 2300
Los Angeles, CA 90067
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Local: 310-525-3516
Toll Free: 866-451-2517
Fax: 310-525-3528

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