No Recovery, No Fee

424-835-5733 | 310-525-3516

You may have lost money in your investment portfolio,
due to mismanagement and not even know it.

Securities Law Archives

Wells Fargo Advisors customers have new cause for concern

Wells Fargo's wealth management and brokerage branch, known as Wells Fargo Advisors, has attracted the attention of the Justice Department. Towards the end of 2017, the Justice Department told the bank to conduct an independent investigation of the branch after employees of the bank blew the whistle on alleged sales issues.

Protect Yourself From Micro-Cap Scams

If you are like many Los Angelinos, you invest in the stock market in order to build the portfolio you intend to keep you in comfort during your retirement years. Perhaps you like to roll and dice occasionally and decide to invest in one of the multitude of publically traded "micro-cap" companies.

Securing a Finra arbitration award is one thing, collecting another

The federal securities watchdog Financial Industry Regulatory Authority's recent actions reveal the agency's concerns with the outcome of money recoveries it awards consumers in securities cases before FINRA arbitration panels.

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The Law Offices of Marc I. Zussman
433 N. Camden Drive
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Beverly Hills, CA 90210       
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