No Recovery, No Fee

424-835-5733 | 310-525-3516

You may have lost money in your investment portfolio,
due to mismanagement and not even know it.

June 2017 Archives

Did Barclays' Failure to Supervise Your Securities Account(s) and Investment Managers From 2010 Through 2014 Result In Significant Underperformance Of Your Account(s)?

The Securities and Exchange Commission ("SEC") has found Barclays Capital in violation of several sections of the Investment Advisers Act of 1940, Rule 206(4)-7, and the Securities Act of 1933. Without admitting or denying those findings, Barclays has agreed to a cease and desist order and to pay $97 million for the return of "advisory fees" for account supervision and due diligence that was never performed, interest, and a penalty of $30 million to the SEC.

Agents who exploit the trust of the elderly

You were satisfied that your parents had enough to sustain them into retirement, barring any unforeseen circumstances. You knew they had worked hard and saved carefully, and perhaps you had a hand in helping them invest for the future. That's why you were shocked to learn that a large chunk of their savings was gone, lost in an investment they never should have made.

With private placement investments, a bit of wariness not misplaced

Virtually any online overview or discussion of so-called "private placement investments" will quickly stress that, while money placed into these vehicles might indeed yield a hefty return, any certainty regarding that is far from assured.

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The Law Offices of Marc I. Zussman
433 N. Camden Drive
Suite 730 
Beverly Hills, CA 90210       
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