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424-835-5733 | 310-525-3516
866-451-2517

You may have lost money in your investment portfolio,
due to mismanagement and not even know it.

February 2016 Archives

What is a fiduciary, and is that label important to an investor?

If someone acting on behalf of you in a professional capacity -- a doctor, attorney, accountant, tax preparer, auto mechanic or other party who you rely upon for expertise in a given field -- asked you whether you would prefer they act in your best interests or in less than your best interests, wouldn't you be a bit tongue tied in responding?

Dark pool investments: not always safe from predatory traders

It's certainly understandable that a large investor -- let's say an investment bank -- would be concerned with the possibility in a given case that its intent to buy or sell a high number of stock shares would result in other so-called "predatory investors" trying to jump in on the action.

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