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You may have lost money in your investment portfolio,
due to mismanagement and not even know it.

June 2015 Archives

Can you be a part of a class action lawsuit?

When scores of investors are defrauded in the same manner by either an unscrupulous  broker or advisor, the law allows them to join together in bringing one lawsuit. This is called a class action, and it enables a larger group people, usually hundreds or thousands of potential plaintiffs, who were harmed to be represented by a smaller group, about 10 to 20 people, which is known as the “class.”

Spurs' Tim Duncan reportedly defrauded out of $20 million

It is very common for professional athletes to engage in different business ventures during the course of their careers. After all, for a large majority of them, their playing careers are very short considering that many professionals, who are not athletes, work in their industries for decades compared to athletes who may only play for five years or less.

Video game teaches investors to avoid potential fraud

Using video games as teaching is nothing new. As a matter of fact, they have been used for decades to teach kids about math, reading, science and other things. Video games can also be helpful for adult in maintaining hand-eye coordination. In a new collaboration between the FINRA Investor Education Foundation and Doorways to Dreams (D2D), a new interactive video game has been developed to teach investors about the perils of investing when dealing with con artists.

BrokerCheck advertising campaign kicks off

The NBA Finals and the Stanley Cup Finals are two premier sporting events that will attract television viewers in June. In fact, these events will likely be the largest viewing events for the summer until the NFL begins again in August with pre-season games. During these games, viewers will likely see commercials for summer movies, insurance companies and new cars.

Activist investor awarded $2 million in FINRA arbitration

In a number of our posts, we have highlighted how consumer investors can be compensated after being wronged by unscrupulous and irresponsible brokers and brokerage firms. While consumer confidence is an important part of the investment market, it is also possible for institutional investors to be harmed by improper decisions.

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